Earlier this month, Vanguard released their Assessing the Value of Advice paper and it had a lot of great information. The report analyzed the impact of financial advice among more than 100,000 participants.
Financial Advisor’s Guide to Compliant IM and Collaboration
As the financial industry migrates en masse towards new collaboration platforms like Microsoft Teams and Slack, it's essential that firms take proactive steps to expand their supervisory programs to mitigate regulatory risk. Download the Financial Advisor's Guide to Compliant IM and Collaboration to learn the key steps to getting ahead - and staying ahead - of today's evolving instant message and collaboration technologies.
WealthTech Insights #9 with Alex Chalekian: Future of Robo-Advisors and Financial Advisors
For over 19 years, Alex has been dedicated to assisting his clients in working towards their financial goals. He has served as a financial consultant to many successful professionals, business owners, and retirees. In this interview, Alex shares his views on the future for financial advisors depending on whether they take advantage of using robo-advisors; …
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Higher Standard of Care
At the LPL Financial Accelerate conference in 2016, I had the opportunity to interview Ken Haman, Managing Director of the AB Advisor Institute. Over the years, I followed Mr. Haman and have been very impressed by the Higher Standard of Care process that he has created at AB. This process is something that we've implemented …