As the financial industry migrates en masse towards new collaboration platforms like Microsoft Teams and Slack, it's essential that firms take proactive steps to expand their supervisory programs to mitigate regulatory risk. Download the Financial Advisor's Guide to Compliant IM and Collaboration to learn the key steps to getting ahead - and staying ahead - of today's evolving instant message and collaboration technologies.
Are You Ready for 2019
Can you believe that it's already February? I feel like I was just celebrating New Years with my family. Well, before the year passes you by, I wanted share with you how I plan for the year. It's actually pretty simple. In December, I'll download a free printable calendar and map out the upcoming year. …